Security Compliance
Lifang & Partners' Securities and Capital Markets team provides services to listed companies and their directors, supervisors, and senior executives on legal issues involved in corporate control disputes, information disclosure, and governance of listed companies.
In administrative penalty cases, we acted as the legal advisor to the targets of penalties, submitting statements and defenses to the Securities Regulatory Commission, applying for administrative reconsideration, and representing them in the hearing procedures.
In the securities criminal compliance business, the team cooperates with the criminal service team to provide clients with legal services such as directors, supervisors, and senior executives' criminal risk prevention, criminal risk management system construction, criminal crisis management, regulatory investigation response and criminal compliance training.
Notable Matters
Corporate control dispute and compliance governance for China Vanke Co., Ltd.
Corporate control dispute for Zhongchang Big Data Co., Ltd.
Corporate compliance governance for Beijing WKW Automotive Parts Co., Ltd.
Corporate compliance governance for ShenZhen QuanXinHao Co., Ltd.
Assisting ZONECO Group Co., Ltd. in insider trading administrative penalty
Assisting Eastone Century Technology Co., Ltd. in insider trading administrative penalty